Category Archives: Oracle

Oracle 12 Non-CDB to PDB Migration Methods

Continuing with trying to finish additional blog posts which have been on my list for a while, is a review of the methods of migrating a Non-Container Database (Non-CDB) to a Container Database (CDB) with Pluggables.

I wish this was easier and Oracle gave you a complete “in-place” method to do this, but the only way to get a Non-CDB (pre-12c database) to a CDB is to create a new database and migrate the Non-CDB into the new CDB as a PDB.

I will make the assumption that the creation of the new CDB is complete. So lets look at some methods of creating / migrating the PDB and their pros and cons:

In either case, you need to start with creating the XML file which will describe the new PDB:

On the Non-CDB:

	startup mount exclusive;
	alter database open read only;

Create the PDB Describe XML File:

          pdb_descr_file => '/export/home/oracle/nonCDBToPDB.xml');
     shutdown immediate;

Verify the XML File on the new CDB:

         hold_var boolean;
          hold_var := DBMS_PDB.CHECK_PLUG_COMPATIBILITY(pdb_descr_file=>'/export/home/oracle/nonCDBToPDB.xml');
     if hold_var then
     end if;

Check for errors:

   set lines 300
   col cause for a25
   col message for a150
   set pagesize 9999
   select name,cause,action,type,message,status from PDB_PLUG_IN_VIOLATIONS;

Before you can proceed, all errors contained in PDB_PLUG_IN_VIOLATIONS must be resolved. Next are 2 out of the 3 methods to migrate an Non-CDB to PDB. I will leave the “COPY” method out of this post as it is not feasible to move any of the databases I deal with on a day to day basis using ‘COPY’.

Create the PDB using “NOCOPY”. While “NOCOPY” is the fastest, it could be the most problematic long term because this function leaves all datafiles where they came from and since the new CDB is likely to be on the same host, the naming differences could be confusing at some point. Nonetheless, for demonstration, the command is quite easy:


Based on my testing, the method I liked the most was the ‘MOVE’ option. To some, this may seem invasive, but for my environments this was the best option because the new file names are also corrected to contain the correct OMF path names based on the new CDB. While this method wasn’t as fast as NOCOPY, in my 18TB environment with 1200 datafiles, this command finished in just over 30 minutes. Pretty acceptable in my book:


Finishing off the migration to the new PDB is the same regardless of the migration method:

Verify the PDB:

	select name,guid, open_mode from v$pdbs;
	col pdb_name for a15
	select pdb_name, status from dba_pdbs;

Clean up the PDB. This by far was one of the longest operations of the whole conversion:

	alter session set container=devpdb;

Check for errors:

	set lines 300
	col cause for a25
	col message for a50
	col action for a100
	set pagesize 9999
	select name,cause,action,type,message,status from PDB_PLUG_IN_VIOLATIONS;

In my case, the only remaining violations that I had were some orphan database services that were stuck in the metadata. To clean this up you can execute:

	alter session set container=;
	exec dbms_service.delete_service('')

Ensure that all pluggables are open and open on restart:

	alter pluggable database all open;
	alter pluggable database all save state;

As with anything in our business, adequate testing goes a long way and these were my observations in my environment. If your experience varies, I sure would like to hear about it.


Adjusting Available CPU Threads in SuperCluster Local Zones Online

Lately, I have been working on the Oracle SuperCluster platform. After having worked with Linux for the past many years, it was quite refreshing to get back to an OS that so many of us have worked on. As part of our local zone layout, we have a requirement to allocate different amount of M7 CPU Threads per zone. Upon researching the best way to do this, I found varying information, so I thought that I would go ahead and blog about the way that worked best for this situation.

In this case, CPU Thread control was set-up using resource pools. Solaris Resource Pools are described here:

Oracle Solaris Resource Pools

By default, the resource pool does not restrict access or control scheduling. By modifying the resource pool and allocating specific threads to specific zones, you thereby allocate threads to the local zones.

Here’s how:

First, lets display the pool layout. Since we only need to look at allocating threads (the command actually outputs a ton of data), I will limit the output to only what is relevant.

Find the pool configurations you want to effect. Pset pertains directly to cpu threads so that is what we will look for:

#  poolcfg -dc info | egrep 'pset |pset.size|pset.min|pset.max'

        pset pset_[host name]_id_25289
                uint    pset.min 32
                uint    pset.max 32
                uint    pset.size 32
        pset pset_[host name]_id_25223
                uint    pset.min 64
                uint    pset.max 64
                uint    pset.size 64
        pset pset_[host name]_id_25287
                uint    pset.min 64
                uint    pset.max 64
                uint    pset.size 64
        pset pset_[host name]_id_25224
                uint    pset.min 32
                uint    pset.max 32
                uint    pset.size 32
        pset pset_default
                uint    pset.min 1
                uint    pset.max 65536
                uint    pset.size 64

In this case we can see that out of the 256 CPU threads available to this Global Domain, 32 have been allocated to the first local domain, 64 each to the next 2 and then 32 to the last, leaving 64 in the default pool or available to the global domain.

If you would like to see the file which also details the complete rules of the resource pool, you can look here:


To start with any modifications, it is best to ensure that the latest configuration is saved. To do so you can run this command from the global domain:

# pooladm -s

Once this has been done, you can proceed with the reallocation. In this example, I will modify one pool by taking CPU Threads from the default pool.
Using “-d” operates directly on the kernel state, so use this with caution. On a running system, I would reallocate in small chunks. That will give the operating system time to adapt to the different CPU configuration. In this example we will add 8 threads to a local zone which already had 32 Threads:

# poolcfg -dc 'modify pset pset_[host name]_id_25289 ( uint pset.min = 40 ; uint pset.max = 40)'

At this point the change has been made to the configuration file only (/etc/pooladm.conf), not actually to the system. To make the change to the system, save the configuration and commit to the system:

# pooladm -s

# pooladm -c

Once this change is done, we can inspect the configuration by running the same command shown above. Notice the changes below:

#  poolcfg -dc info | egrep 'pset |pset.size|pset.min|pset.max'

        pset pset_[host name]_id_25289
                uint    pset.min 40
                uint    pset.max 40
                uint    pset.size 40
        pset pset_[host name]_id_25223
                uint    pset.min 64
                uint    pset.max 64
                uint    pset.size 64
        pset pset_[host name]_id_25287
                uint    pset.min 64
                uint    pset.max 64
                uint    pset.size 64
        pset pset_[host name]_id_25224
                uint    pset.min 32
                uint    pset.max 32
                uint    pset.size 32
        pset pset_default
                uint    pset.min 1
                uint    pset.max 65536
                uint    pset.size 56

If you need to transfer cpu from one local zone to another, you can do so by executing the following command:

poolcfg -dc 'transfer 8 from pset pset_default to pset_[host name]_id_25289'

Or if you want to assign a specific CPU Thread:

poolcfg -dc 'transfer to pset pset_[host name]_id_25289 ( cpu 5)'

The rest of the steps remain the same. In the next post I will show you how to verify the additional CPU in each local zone.

Improper Use of the Oracle ‘Rownum’ Pseudocolumn

The other day I found myself needing to explain to some developers why their use-case of the Oracle ‘rownum’ pseudocolumn was yielding a result in one database instance, but a completely different result in another.

In this situation, the correct result is the ‘maximum’ value of the column, however this query was also occasionally returning the exact ‘minimum’ value of this column. How could this happen? The answer lies in the using the ‘rownum’ pseudocolumn correctly. Of course there are other (probably better) ways to write this query without the use of ‘rownum’, but I’m not here to debate that right now….

** Note the tables in the query have been changed to protect the innocent.

select column_a from (select column_a,rownum rowid0 from schema.table order by column_a desc ) aa where aa.rowid0 =1;

Oracle documentation states that it depends how Oracle accessed the rows in the query as to which result you will get. For example your results can vary depending on a lot of factors (ie: the order that you inserted the data in the table or if there is an index on the table and how that index is used). For further information you can see the documentation here:

For further explanation, lets explore the explain plans encountered used in each system:

Correct Result:

| Id  | Operation                    | Name                          | Rows  | Bytes | Cost (%CPU)| Time     |
|   0 | SELECT STATEMENT             |                               |       |       |     1 (100)|          |
|*  1 |  VIEW                        |                               |  1257 | 32682 |     1   (0)| 00:00:01 |
|   2 |   COUNT                      |                               |       |       |            |          |
|   3 |    INDEX FULL SCAN DESCENDING| SCHEMA_TABLE_PK               |  1257 |  6285 |     1   (0)| 00:00:01 |

Predicate Information (identified by operation id):

   1 - filter("AA"."ROWID0"=1)

22 rows selected.

Incorrect Result:

| Id  | Operation               | Name                          | Rows  | Bytes | Cost (%CPU)| Time     |
|   0 | SELECT STATEMENT        |                               |       |       |     4 (100)|          |
|*  1 |  VIEW                   |                               |  1257 | 32682 |     4  (25)| 00:00:01 |
|   2 |   SORT ORDER BY         |                               |  1257 |  6285 |     4  (25)| 00:00:01 |
|   3 |    COUNT                |                               |       |       |            |          |
|   4 |     INDEX FAST FULL SCAN| SCHEMA_TABLE_PK               |  1257 |  6285 |     3   (0)| 00:00:01 |

Predicate Information (identified by operation id):

   1 - filter("AA"."ROWID0"=1)

24 rows selected.

As you can see, the major difference here is that the two systems have not chosen the same access path in which to return the data. In one system a plan utilized an ‘INDEX FULL SCAN DESCENDING’ access path, while the other utilized an ‘INDEX FAST FULL SCAN’ access path.

Is this really that different? Turns out it is.

ASK Tom Explained the reason why very concisely:
(Ask TOM “Difference between Full Index Scans and Fast Full Index Scans”)

They state that:

“An index fast full scan reads the ENTIRE index, unsorted, as it exists on disk. It is basically using the index as a “skinny” version of the table. The query in question would only be accessing attributes in the index (we are not using the index as a way to get to the table, we are using the index INSTEAD of the table) We use multiblock IO and read all of the leaf, branch and the root block. We ignore the branch and root blocks and just process the (unordered) data on the leaf blocks.

An index full scan is when we read the index a block at a time – from start to finish. We’ll read the root block, navigate down the left hand side of the index (or right if we are doing a descending full scan) and then when we hit the leaf block – we’ll read across the entire bottom of the index – a block at a time – in sorted order. We use single block IO, not multiblock IO for this operation.”

Well there you have it. And this is why the result is different. How can we keep this from occurring in the future? The answer is to utilize the ‘rownum’ pseudocolumn correctly. Remember, rownum is not a real column so in order to get the right results, it needs to be added after the data is in the sorted order that you want. To do that, make sure you write the query so that ‘rownum’ is applied after the sort. Using the same query above, lets ‘rewrite’ it in such a way that it will achieve the desired results:

select column_a from (select column_a,rownum from (select column_a from schema.table order by column_a desc)) where rownum = 1;

See the steps now?

  1. Retrieve data in sorted order
  2. Apply the ‘rownum’ pseudocolumn
  3. Filter for the desired value in the list

If you must use the ‘rownum’ pseudocolumn, writing your query in this manner will ensure that you always get the same result.


Oracle Native Network Encryption

With all of the security concerns out there and data being more important than ever, it might be also time to consider encrypting your data connections, even within your own data center. If you are utilizing cloud, there should be no question that some sort of encryption should be used. In terms of what Oracle provides, you have two options, Native Encryption and SSL/TLS encryption. As of the time of this writing, both of these options are free to use and are no longer part of the Advanced Security Option. In this post, I will discuss the set-up and use of Native Encryption, with SSL/TLS to come later.

Native network encryption provided by the Oracle client is by far, the easiest to set up, so in that same context it would also be the easiest to bypass. That said, there are ways to set it up in such a way that those risks can be mitigated. Due to those same risks, Native encryption would be a great solution to use within a private data center, but not in a public or hybrid cloud scenario. SSL/TLS would be an option to pursue in a public or hybrid cloud scenario and I plan to discuss that in a future post.

Set Up:

Setup of Native encryption is pretty straight forward and easy, especially for OCI “Thick” connections and any other method that utilizes the sqlnet.ora file. In cases where that file is not utilized, there is some additional setup and I will discuss that as well.

First, it is important to understand all of the different combinations of parameters which Native encryption uses. Luckily it is only two, however, there are many different combinations and those combinations and their results are better detailed here:

Version 12.x (OCI Thick):

Version 12.x (JDBC Thin):

By default, both sides of any client connection is configured to ‘ACCEPT’ an encrypted connection.  Because of this, you only have to configure one side or the other, but for safety reasons, I would recommend configuration of both sides.

In 11.2, there are a few less options in terms of encryption and checksum algorithms, so for simplicity circumstances, I will just illustrate a 12.x ‘THICK’ client connection to an database.

To enable this option within the ‘THICK’ client:

# sqlnet.ora Network Configuration File: /u01/app/oracle/product/12.2.0/client_1/network/admin/sqlnet.ora
# Generated by Oracle configuration tools.




If you are utilizing JDBC ‘thin’ connections, then you can also set the properties within the java code itself:

prop.setProperty(OracleConnection.CONNECTION_PROPERTY_THIN_NET_CHECKSUM_TYPES, algorithm);

And edit the sqlnet.ora on the server:

# sqlnet.ora Network Configuration File: /u01/app/
# Generated by Oracle configuration tools.


ADR_BASE = /u01/app/oracle




There are a few ways to validate that encryption is actually taking place. The easiest is to execute the following SQL upon login to the database:

If no encryption is occurring, then the banner will look like this:

SQL> select network_service_banner from v$session_connect_info
  2  where sid in (select distinct sid from v$mystat);

TCP/IP NT Protocol Adapter for Linux: Version - Production
Oracle Advanced Security: encryption service for Linux: Version - Production
Oracle Advanced Security: crypto-checksumming service for Linux: Version - Production

If encryption is happening, then the banner will return additional data:

SQL> select network_service_banner from v$session_connect_info
  2  where sid in (select distinct sid from v$mystat);

TCP/IP NT Protocol Adapter for Linux: Version - Production
Oracle Advanced Security: encryption service for Linux: Version - Production
Oracle Advanced Security: AES256 encryption service adapter for Linux: Version - Product
Oracle Advanced Security: crypto-checksumming service for Linux: Version - Production
Oracle Advanced Security: SHA1 crypto-checksumming service adapter

Notice the 2 additional lines in the banner when encryption is occurring:
Oracle Advanced Security: AES256 encryption service adapter for Linux: Version – Product
Oracle Advanced Security: SHA1 crypto-checksumming service adapter

So the database indicates that encryption is happening, so what is actually happening on the wire? To determine that, we can either use a product like Wireshark or trace the connection to the listener. To do this, enable the following parameters in the SQLNET.ORA on the client:


And in the trace filem you will see an entry similar to the following:

(3310995200) [24-APR-2017 10:19:21:077] na_tns:         Encryption is active, using AES256
(3310995200) [24-APR-2017 10:19:21:077] na_tns:         Crypto-checksumming is active, using SHA1

So as you can see, the setup of Native encryption is quite easy. As with any additional feature, performance could be compromised, so make sure you test all combinations thoroughly in order to determine what works best in your environment. Enjoy!

Extending GoldenGate Change Data Capture With Eventactions

In the previous post, I discussed a very simple setup of GoldenGate for the purpose of implementing Change Data Capture.  Occasionally, depending on the requirements and the data volume, it may be worthwhile to suspend replication while the application processes data or performs some other work.  One way to do this is with eventactions.  GoldenGate eventactions are a simple way of telling Goldengate to do something if a certain data situation is encountered.  In this example, I am going to data drive my event actions by using a control table with 2 rows:


Based on an update to the timestamp in the source system, the downstream replicat will utilize that data to either suspend or resume the replicat.

The only way that this event action can be completely data driven, is to have 2 replicats.  One which processes all of the change data and another which processes the ‘resume’ command once issued.  The second replicat is needed due to the fact that the first replicat cannot process any ‘resume’ commands or apply any data on its own because it is SUSPENDED!

In the replicat parameter which will process the suspend, the parameters may look like the following:

--Standard entries in a replicat parameter file


In the replicat that will process the resume, the parameters may look like:

--Standard entries in a replicat parameter file



SHELL ('./dirshell/ $1', VAR $1 = 'RCDC1'));

If you need a more robust mechanism wherby you need to check some other condition prior to issuing the suspend, you can also extend the suspend action further by executing a SQL Statement as shown within the replicat.  In this case, we need to make sure that if a suspend was issued, it is not prior to a resume record being issued.  This could be very helpful to safeguard against accidental suspends being processed since it is very possible that the CDC replicat may be processing data which is well behind that of the one that processes the ‘resume’ event.

--Standard entries in a replicat parameter file

WHERE EVENT_DESC = :p_resume_event_desc AND EVENT_TMSTP < :p_suspend_tmstp & AND NOT EXISTS( & SELECT 1 FROM MYSCHEMA.EVENTS & WHERE EVENT_DESC = :p_suspend_event_desc AND EVENT_TMSTP > :p_suspend_tmstp) &
PARAMS (p_resume_event_desc = 'RESUME REPLICAT', p_suspend_event_desc = 'SUSPEND REPLICAT', p_suspend_tmstp = EVENT_TMSTP), &

As you can see, event actions are very powerful and can be extended in a variety of ways.  This is just one example.  If you choose to implement this, make sure you also account for the event action in any monitoring scripts you have because GoldenGate will show lag while the suspend action is valid.  Have fun!

Local Listener vs. Remote Listener vs. Listener Networks


Often, when it comes to the database, you may see separate networks configured for the following types of traffic:

  • Backups
  • Management
  • Client

Recently, one of the configurations that I was a part of took it a step further than that and had a few additional networks configured:

  • Data Guard
  • Private Non-Routed Network

One additional requirement was that a scan listener be present for each one of these networks. I wasn’t given the opportunity to set this up either so we had to trust that the other entity set all of the correct parameters.  No big deal right?


The Problem:

Once all of the networks were configured and scan listeners were in place for each network, connectivity on each network was very erratic.  Clients would connect at times and at other times they would not.

It wasn’t until we used a  packet analyzer (Wireshark), that we really saw what was going on.  Upon investigation, a colleague found that occasionally the scan listener would return the wrong VIP to the connecting client.  Good news was that it was the SAME wrong VIP each time.  But why was it doing this?  The culprit ended up being incorrect / missing entries in the following parameters.


The Oracle documentation on this was not a ton of help either.

The Solution:

Upon investigation, we found that an entry for each local listener was present in the LOCAL_LISTENER parameter and each SCAN_LISTENER was present in the REMOTE_LISTENER parameter and LISTENER_NETWORKS parameter was blank.  As it turns out, LOCAL_LISTENER and REMOTE_LISTENER should contain entries for those listeners present on the first network ONLY.

Incorrect Parameters:


The LISTENER_NETWORKS parameter is responsible for registration of listeners for ALL other networks.

Correct Parameters:


Once these changes were made, the intermittent connection issues were gone and Wireshark confirmed that the listeners were returning the correct VIP for the network being requested.

Beware the Orphan Streams Capture Effect on Archivelogs

Recently, I ran into an issue where the Oracle Backup and Recovery Manager (RMAN) would not delete old database archivelogs.  I have had this happen before when there as a lag condition with either data guard or GoldenGate extract process.  Upon further investigation, I found that RMAN was issuing the following error.  It looked just like the other times I have encountered this issue:

RMAN-08137: WARNING: archived log not deleted, needed for standby or upstream capture process
archived log file name=+RECOC1/……

This error repeated many times, representing a ton of space being consumed in the DB_FILE_RECOVERY_DEST.  In order to begin diagnosis of the problem (which also happens to be a data guard environment), I went through the normal motions of ensuring proper application of logs to the physical standby environments:

/* On Primary */
SELECT * FROM v$dataguard_stats;
/* To determine which logs are not shipped and applied yet */&lt;/p&gt;
&lt;p style=&quot;padding-left: 30px;&quot;&gt;SELECT *
FROM v$archived_log
WHERE DEST_ID &amp;lt;&amp;gt; 1
ORDER BY completion_time;
/* Run on both source and standby to compare the last logs that were applied */&lt;/p&gt;
&lt;p style=&quot;padding-left: 30px;&quot;&gt;SELECT THREAD#, MAX(SEQUENCE#) AS &quot;LAST_APPLIED_LOG&quot;
/* On Primary */
WHERE metric_name='Redo Generated Per Sec'
WHERE rownum&amp;lt;=10;
/* On Primary */
SELECT current_scn FROM v$database;
/* On Standby */
SELECT current_scn FROM v$database;
/* On Primary - To determine actual time difference */

After looking at data guard performance, it was clear that data guard itself was not holding RMAN from removing the archivelogs.  In addition to data guard being present, this system is in the process of being migrated from an older system via GoldenGate.  I have seen GoldenGate cause this issue before when an extract was registered with “log retention”, but this is the target system so this isn’t possible, RIGHT?  Just to be sure, I ran a query to see if there were any items which caused the database to think there was a GoldenGate object registered with the system:

/* On Primary - Where archivelogs are being held */


02-NOV-15 AM


Hey, wait a minute, we do not have an GoldenGate extract or any other registered GoldenGate objects running on this database so why is this entry here?  I then ran the same query as above on my source server and there it is.  The same object on the source.

So how did this happen?

It all points back to the initial data pump that we used to instantiate the database before turning on GoldenGate.  We used a ‘FULL’ data pump export which was taken AFTER the extract was started on the source.  Because of this the export also contained the capture objects necessary to register the extract with ‘LOGRETENTION’.


In order to remedy this situation we need to completely remove this ‘orphaned’ capture object from the database.  To do this we need to use the dbms_streams_adm package.  Utilize all of the package defaults, so that you will raise an error should you try to delete the incorrect queue:


You should now re-execute the query against dba_capture and the queue just deleted, should no longer be there:

/* On Primary - Where archivelogs are being held */

no rows selected

From this point on, your archivelogs should not be required for any “standby or upstream capture process” and RMAN should now delete your backed up archivelogs providing free space in your DB_FILE_RECOVERY_DEST!